Officer/Analyst - Customer Due Diligence Operations Officer/Analyst - Customer Due Diligence  …

Standard Chartered Bank
in Tianjin, Tianjin Shi, China
Permanent, Full time
Be the first to apply
Standard Chartered Bank
in Tianjin, Tianjin Shi, China
Permanent, Full time
Be the first to apply
Standard Chartered Bank
Officer/Analyst - Customer Due Diligence Operations
About Standard Chartered
We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.

To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.

We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.

The Role Responsibilities

  • Responsible for the CDD per bank CDD requirement

Team Management:
  • Lead and Manage team to achieve the processing requirements and target.
  • To support the Management or Department on required activities.
  • Maintain the discipline of the team.
  • Monitoring attendance, leave, OT, general performance of individuals.
  • Ensuring the process documentations are produced and maintained up to date.
  • Managing all migrations are smoothly taken over and effective communication with stakeholders.
  • Ensuring effective management on risk, cost and attrition.
  • Provide Department Management with all required management reports for the team.
  • Money Laundering Prevention
    • Responsible for any Money Laundering & Suspicious Transactions. Responsibilities also include the reporting of any suspicious transactions.
    • Ensures that appropriate internal controls are in place and operating effectively.
    • Ensure all staff in team is adequately trained.
  • Maker to perform CDD (Customer Due Diligence) making process according to Group standards and country specific regulations;
  • Checker to perform CDD (Customer Due Diligence) review checking process according to Group standards and country specific regulations. Provide quality control assurance for the completeness of CDD records and compliance with the Standards.
  • Support RM in generating CDD records that are consistent with the Standards and any additional local regulatory requirements. Also manage and assist the RMs with CDD Reviews.
  • To report and escalate any potential risk identified as part of daily BAU (Business as Usual);
  • To ensure no breach of SLA (Service Level Agreement);
  • To control and enhance efficiency and quality as per team requirements and job objective;
  • To ensure all team staffs are provided with proper training, including but not limited to induction course, job related policies, operations procedures, regulations, systems and management stills for specific staffs if any;
  • To maintain a good working relationship within and outside the team.
  • To support the Management' in daily BAU (Business as Usual).
People and Talent
  • Employ, engage and retain high quality people, with succession planning for critical roles.
  • Responsibility to review team structure/capacity plans.
  • Set and monitor job descriptions and objectives for direct reports and provide feedback and rewards in line with their performance against those responsibilities and objectives.
Regulatory & Business Conduct
  • Display exemplary conduct and live by the Group's Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Lead the Continuous Review and Monitoring team to achieve the outcomes set out in the Bank's Conduct Principles: Fair Outcomes for Clients; Effective Operation of Financial Markets; Financial Crime Prevention; The Right Environment.
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
  • Support relevant stakeholders to respond to regulatory questions.
Key Stakeholders
  • Business CRM
Other Responsibilities
  • Embed Here for good and Group's brand and values in all Group Businesses.
  • Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.

Apply now to join the Bank for those with big career ambitions.