Discover your dream Career
For Recruiters
Danos Group

APAC Compliance

Danos Group Hong Kong
Posted 21 days ago In-Office Job Permanent 1950000
Our client, a global investment management is now seeking to bring onboard a Markets Compliance with direct experience in compliance monitoring, communications, and trading surveillance to join their HK office. Reporting up to the APAC Head of Compliance, you will be part of a global team.

Key Responsibilities:

  • Design, implement, and oversee a comprehensive compliance monitoring program, focusing on investments to ensure alignment with developed Asian market standards
  • Lead the execution of communications and trading surveillance activities to detect and prevent market abuse, insider trading, or other breaches of regulatory standards. 
  • Engage in proactive dialogue with regulatory authorities and internal stakeholders, providing expert guidance on the interpretation and implementation of regulatory changes

Key Requirements:

  • Bachelor's degree in finance, Law, or a related discipline, with advanced degrees or professional certifications (e.g., CFA, FRM) highly regarded. 
  • 5-7 years of proven experience in investment compliance, ideally within a buy-side, multi-manager environment. 
  • Demonstrated ability to analyse complex trading data, interpret regulations, and develop effective compliance strategies and solutions.
  • Understanding of regulatory requirements and compliance practices in developed Asian markets, especially pertaining to QFII and FPI schemes. 

 

 

Job ID  HK0424
ABOUT COMPANY
London, United Kingdom
HR & Recruitment
The Danos Group provides permanent and interim Compliance, Financial Crime, Legal, Risk, Cyber, and ESG recruitment solutions to the world’s leading o...
More Jobs From Danos Group
Danos Group
Compliance Officer
Danos Group
Hong Kong
9 days ago Full time 1,000,000
Danos Group
Compliance Manager - Internal Audit
Danos Group
Singapore
1 month ago Full time S$60k - S$90k
Danos Group
Compliance Advisory Director (Quant Hedge Fund)
Danos Group
Singapore
3 months ago Full time 0
Danos Group
Legal and Corporate Governance Officer
Danos Group
Singapore
16 days ago Full time S$70k - S$125k
Danos Group
Valuations
Danos Group
Singapore
3 months ago Full time 240000
Danos Group
Senior associate - AML - KYC
Danos Group
Singapore
3 months ago Full time S$60k - S$90k
Danos Group
Market surveillance manager
Danos Group
Singapore
7 hours ago Full time S$65k - S$120k
Danos Group
Senior Credit Risk Manager
Danos Group
London, United Kingdom
14 days ago Full time £500 (Outside IR35)
Danos Group
Senior Financial Crime Consultant (Asset Manager)
Danos Group
London, United Kingdom
14 days ago Full time £600-£700 per day
Danos Group
Regulatory Exams Specialist
Danos Group
London, United Kingdom
23 days ago Full time £450 - £550 per day

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.
Recommended Jobs