AVP/VP, Compliance AVP/VP, Compliance …

Be Myjob Company Limited
in Hong Kong
Permanent, Full time
Last application, 17 Jun 21
50000
Be Myjob Company Limited
in Hong Kong
Permanent, Full time
Last application, 17 Jun 21
50000
Posted by:
Gordon Chow • Recruiter
Posted by:
Gordon Chow
Recruiter
Our client is a Foreign Financial Institution and their business cover Hong Kong, China and Singapore. Due to upcoming expansion plans, they are currently seeking for a high caliber individual to join them as a Compliance Specialist.

Responsibilities:

  • Responsible for compliance reviews, risk monitoring reviews and internal control reviews to ensure that operation complies with company's policy and regulatory ( SFC 1, 2, 4, 6 )
  • Review legal documentation
  • Monitor investment products regulatory development
  • Organize/provide CPT training to SFC license holders
  • Supervise the staff to handle the Regulatory Compliance works

Requirements:

  • Degree Holder in Accounting / Finance / Law or any related disciplines
  • At least 5 years relevant working experience in compliance field
  • Familiar with SFO and HKEX rules in securities, futures and corporate finance as well as the operations, products and services in licensed corporations.
  • Good communication skills; fluent in Cantonese and proficient in both English and Mandarin
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