§ Ensure the Bank adhere to all applicable laws (e.g. Banking Ordinance) and regulations (e.g. HKMA circulars and SPM etc.) and internal policies and procedures.
§ Provide compliance advice to business units and other departments on compliance and regulatory issues (e.g. FATCA, CRS, PDPO etc).
§ Coordinate and follow up on-site or offsite inspections, survey and self-assessment from regulators.
§ Coordinate and provide regulatory updates to senior management and business units on a periodic basis.
§ Coordinate and provide compliance training to raise awareness on latest compliance trends.
§ Conduct compliance reviews and follow up the remediation with business units.
§ Assist in handling enquiries from regulatory or governmental authorities.
§ Perform compliance related projects assigned.