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China CITIC Bank International Limited

AVP, Business Operational Risk (Investment Products focus)

China CITIC Bank International Limited Hong Kong
Posted 9 hours ago Permanent Competitive

Key Accountabilities:

  • Facilitate the identification, assessment, measurement, mitigation and monitoring of operational risk in the assigned areas. 
  • Conduct root cause analysis and benchmarking to recommend improvement of our control processes and business operating models. 
  • Formulate and execute periodic and ad hoc internal control assurance plans where appropriate and necessary.  
  • Prepare internal control assessment reports and recommend rectification or remedial actions to be taken.
  • Review Risk and Control Self-Assessment (RCSA) to identify key operational risks and effective mitigation actions/ measures. 
  • Conduct thematic/ ad hoc review/ gap analysis, as assigned by Supervisor(s).
  • Review risk events/ incidents and customer complaints with regulatory and compliance concerns.
  • Promote business operational risks awareness e.g. training.  Work with respective teams in the bank to review and enhance training materials and approaches as appropriate to enhance compliance and control quality. When appropriate, lead development of new training program, and be the trainer.
  • Coordinate and assure proper execution of the bank/PBG-wide risk & compliance initiatives; including BCP, disaster recovery plan, NPA policy, Outsourcing policy, Vendor risks management, information security bank-wide policy review; e.g. end user computing, customer data governance, etc  
  • Assist the department/ team head in risk and control related matters, e.g.:

     - Monitor operational loss and KRIs

     - Monitor timely completion of the PBG governance or policies and post-launch reviews

     - Drive achievement of balanced scorecard KPIs related to risk management and regulatory compliance

 

Requirements:

  • Degree holder in Business Administration, or related discipline.
  • Minimum 5 years of experience in related to retail banking operations risk management, or relevant compliance or audit with in-depth knowledge of investment practices and regulated banking activities preferable.
  • Good understanding and knowledge of business operational risk and internal control principles; ability to assess risk trends.
  • Thorough knowledge of banking practices on investment sales, operations and procedures.
  • Preferably possess / obtain Core or Professional level of qualification under the HKMA Enhanced Competency Framework (ECF) on Operational Risk Management (ORM). 
  • Good command of both spoken and written English and Chinese (including Putonghua).
  • Proficiency in Microsoft Excel, Word and Power Point.

For more details about career opportunities with the Bank, please visit our website http://www.cncbinternational.com/careers/en/index.jsp. Please apply with full resume stating current and expected salaries.

Personal data collected will be used for recruitment related purposes only. Applicants not invited for interview within 6 weeks may consider their applications unsuccessful. However, applicants may be considered for other suitable positions within the Group for a period of not more than 2 years. Personal data will be destroyed at any time after 3 months.

China CITIC Bank International is committed to being an equal opportunities employer and intends to provide a work environment free of unlawful discrimination or harassment. All employment decisions will be made in a non-discriminatory manner.

Job ID  111205/AAY
ABOUT COMPANY
Hong Kong
Retail Banking
China CITIC Bank International Limited ("CNCBI"), a major offshore platform of commercial banking business of the CITIC Group, is 75%-owned by CITIC I...
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