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Robert Walters Hong Kong

Alternative Investments Compliance, VP/SVP

Robert Walters Hong Kong Hong Kong Last day to apply
Posted 4 days ago Hybrid Job Permanent Negotiable
An internationally recognized financial institution are seeking talented compliance professional to join their growing compliance team.

They are specifically looking for candidates with experience in alternative investments.

What you'll do:

  • Contribute to a compliance team to embed a customer-focused culture; supporting the asset management business to manage regulatory compliance risks, specifically in relation to alternative investments
  • Implement the regulatory compliance standards and policies in line with the Compliance Operating Model
  • Report significant issues to Senior Management both within asset management and compliance itself
  • Provide risk steward challenge and act as independent advisory function in governance forums and issue management process on all alternative investment related matters, fostering a compliance culture and optimizing relations with risk owners and control owners
  • Collaborate with local and global business and risk stewards on business related projects / initiatives relating to alternatives investments, to assess potential compliance impacts and ensure new products / services are aligned to group standards and meet all necessary regulatory compliance requirement
  • Build good relationships with internal and external stakeholders i.e. asset management colleagues and leadership, legal, auditors as well as regulators

What you'll bring:

  • Degree holder preferably in Law, Accounting or related disciplines
  • Minimum 10 years of compliance experience
  • Significant Alternative Investments experience, gained through delivering in an advisory capacity from a Consultancy, Asset Manager or similar Banking or Financial Services institute
  • Solid and practical knowledge of financial industry rules and regulations
  • Excellent advisory skills, demonstrated through having provided consultation and compliance advice on alternative Investments products, processes and procedures
  • Excellent communication, report writing and inter-personal skills, with experience of dealing with executives at all levels
  • Able to interpret complex information and communicate highlights, succinctly to a variety of audiences, adapting style accordingly

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Job ID  FGTG7P-85C0ED04
ABOUT COMPANY
Hong Kong
98 Employees HR & Recruitment
Our story begins in 1985, when the Group opened its first office in central London. Since then we have developed into a global business, and now opera...
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