For Recruiters

Assistant Compliance Manager

Hashkey Digital Asset Group Limited
Hong Kong
Posted about 19 hours ago Permanent Negotiable

Job Responsibilities:

Covering firm-wise compliance functions across all business lines (e.g. Brokerage; Exchange and Asset Management):
 

  • Conduct trade surveillance and other monitoring tasks
  • Conduct compliance reviews of sales and marketing materials according to internal guidelines and regulatory requirements
  • Administer staff dealing processing and monitoring
  • Provide regulatory support such as managing licensing, reporting and conduct requirements (e.g. applications / regulatory notifications / CPT /surveys)
  • Conduct Onboarding KYC & AML Compliance checks and reviews
  • Provide assistance to the team on ad hoc compliance tasks

 

Requirements:

  • Bachelor's Degree in Law, Finance or related disciplines
  • Minimum 4-5 years of experience in Compliance acquired from regulatory authorities, cryptocurrency exchanges, fintech firms, financial or banking industry
  • Experience in using trade surveillance tools (e.g. Nasdaq SmartsBroker) and/or experience in digital assets would be advantageous
  • A good team player, detail-minded, confident, self-motivated and be able to take initiative and work autonomously
  • Proficient in MS Office, Excel, and PowerPoint and Chinese character input
  • Proficient in English, Mandarin and Cantonese

 

Join us in our mission to make a lasting contribution to the digital asset community!

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