Assistant General Manager, Assurance & Governance

Key Responsibilities

• Assist the Head of Assurance & Governance in developing, implementing and enforcing an adequate and consistent bank-wide FCC framework including preparing, maintaining, reviewing and improving current policies, regulations, guidelines and standard of good practices applicable to the Bank from the FCC perspective
• Govern and review the relevant bank-wide and CNCBI Group policies and guidelines to facilitate all assigned business units and support units in the Bank to understand the relevant FCC statutory and regulatory requirements and implement them in a timely and effective manner
• Provide assurance support to business lines and support units in the development, implementation and regular review of FCC policies and procedures for their operations with due regard to all applicable bank-wide and CNCBI Group policies and guidelines, statutory and regulatory requirements
• Assist in FCC examination and/or review conducted by regulators, external consultants, external or internal auditors
• Conduct regular tracking and remediation on all relevant outstanding regulatory issues or findings pertaining to FCC controls and procedures till completion
• Provide FCC assurance support to the compliance functions in subsidiaries and overseas offices in relation to AML/CFT, FATCA, OECD AEOI and relevant matters
• Review and assure the effectiveness of the AML/CFT and relevant systems to comply with the current statutory and regulatory requirements

Requirements

• Degree holder in Law, Accounting or related disciplines
• Minimum 10 years’ legal, general audit, banking or compliance experience in a sizable international financial institution and/or regulatory bodies, and minimum 6 years’ solid experience in AML/CFT, regional and country roles in a sizable international financial institution
• Good knowledge in banking laws, operations, products and service
• Expertise in AML/CFT regulations/practices and have a good understanding on regulators’ expectations
• Well-versed with the financial crime trend in both local and global context
• Excellent command of both English and Mandarin is preferred