Assistant General Manager, Customer Due Diligence Assistant General Manager, Customer Due Diligence …

China CITIC Bank International Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 31 Jul 20
Competitive
China CITIC Bank International Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 31 Jul 20
Competitive
The role is to assist CDD Centre Manager to manage a team in performing customer due diligence on existing accounts regularly for AML control on both retail and corporate customers in the Bank. Plan and develop a holistic approach to ensure all review and execution process are in compliance with related regulatory requirement and internal guideline in a timely manner.

Job Responsibility

  • Manage a team to complete Customer Review, Trigger event and ECDD for Corporate and Individual customers, covering both retail and corporate banking.
  • Assist Centre Manager to work out realistic work plan, with milestones, key actions, and a support model with sound capacity and capability in completing 1st cycle of customer review in 3 years.
  • Work closely with Compliance Department and business units to develop and deliver a training programme to ensure the team members are competent in delivering their job duties
  • Development of end-to-end customer review process and ensure a thorough and proper execution. 
  • Ensure collaboration with business units’ frontline / RMs and smooth handshaking process are developed to maintain consistent customer experience
  • Escalate and alert management of the key risks that will jeopardize the timely and quality delivery of customer review.
  • Monitor progress and provide regular update, weekly MIS with vintage analysis to management and provide recommendations for the issues identified.
  • Implement and complete the customer review in compliance with anti-money laundering policy and relevant procedures.
  • Provide management oversight and develop/maintain a strong compliance culture regarding regulatory and compliance matters as well as anti-money laundering and counter terrorist financing control activities.


 

Job Requirement

  • University graduate in Business Administration, Finance, Accounting or related disciplines
  • Min. 12 years of hands on working experience in banking industry, solid experience in area of internal control, investigation, audits, risks, compliance, law enforcement and/or governance
  • Good command of both written and spoken English and Chinese

 

For more details about career opportunities with the Bank, please visit our website http://www.cncbinternational.com/careers/en/index.jsp. Please apply with full resume stating current and expected salaries.
Personal data collected will be used for recruitment related purposes only. Applicants not invited for interview within 6 weeks may consider their applications unsuccessful. However, applicants may be considered for other suitable positions within the Group for a period of not more than 2 years. Personal data will be destroyed at any time after 3 months.
China CITIC Bank International is committed to being an equal opportunities employer and intends to provide a work environment free of unlawful discrimination or harassment. All employment decisions will be made in a non-discriminatory manner.

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