Assistant Investigations Manager Wholesale Lending - Compliance Assistant Investigations Manager Wholesale Lending  …

in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Assistant Investigations Manager Wholesale Lending - Compliance
Some careers have more impact than others.
If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.

Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

We are currently seeking a high caliber professional to join our team as Assistant Investigations Manager Wholesale Lending .

Principal responsibilities

  • Receive and ensure that events & cases are correctly prioritized and investigated within agreed timescales
  • Determine what preliminary information and documentary evidence is needed to support the case and ensure that all requests to the countries for such information are monitored for response within agreed service level agreement
  • Undertake preliminary communications with relationship managers, lines of business and other internal business units to support the case investigation
  • Identify trade fraud and anti money laundering patterns based on the investigations performed to provide improvement in scenarios that help detect early frauds
  • Manage the risk from events by escalating and prioritizing events and oversee the end to end process including lessons learnt
  • Monitor rule and scenario quality along with data quality
  • Establish effective relationships with the Global Banking, Commercial Banking, Wholesale Risk, Operational Risk, Risk Identification Department, Loan Management Unit
  • Assist the Senior Investigations Manager with recommendations for process improvement, control weaknesses as well as trends identified in investigations, those that have facilitated fraud crime
  • Maximise loss recovery and minimise risk exposure by taking prompt action where required
  • Prepare and submit clear, concise, factual, unbiased, thorough and timely investigation reports.
  • Assist the Senior Investigations Manager in coordinating the activities inside the area and establish communication links and action plans with the different Financial Crime Threat Mitigation area
  • Assist the Senior Investigations Manager in developing committed and honest Teams
  • Assist the Senior Investigations Manager in implementing changes in processes based on best practices, to create processes that enable optimal balance

  • Ability to maintain control, direction and motivation in an ever-changing environment
  • Ability to analyse large amounts of data efficiently, draw conclusions on what the data means and actions required
  • Highly effective in working with all levels of management and staff. Strong relationship management skills with the ability to manage and engage multiple stakeholders, meet their expectations, negotiate in situations of conflicting interests and influence key decision makers in a positive manner
  • Strong communication, presentation and influencing skills both verbal and written
  • Operates effectively across cultures and in multi-cultural diverse work environments
  • Resourceful and able to leverage resources available to achieve goals
  • Ability to understand and implement Group risk management policies
You'll achieve more when you join HSBC.

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