Assistant Vice President – Audit & Control Function

Responsibilities:                                                 

• Execute / supervise audits independently and efficiently based on a risk-based methodology, regulations and internal policies & procedures
• Develop audit planning and evaluation of key control risk as well as perform testing, report drafting and follow-up actions on improvement plans
• Access the Bank’s internal control environment with a view to provide value-adding recommendations to Management
• Contribute to the annual risk assessment by developing good understanding of the business processes, products, and inherent risks of the Bank
• Perform continuous monitoring and keep abreast of evolving markets, regulatory, business and operational changes to drive appropriate on-going audit coverage
• Assist the Department Head in providing the progress of audit assignments to Head Office on a quarterly basis
• Take a leading role in coaching and monitoring staff to carry out audit assignments and review audit works
• Maintain good working relationship with stakeholders
• Perform ad-hoc duties as and when required

Requirements:                                                             

• Bachelor’s Degree or above in Accounting, Finance, Business or related discipline(s)
• Minimum 6 years of audit experience in supervisory level in the banking industry
• Sound knowledge on corporate banking products
• Familiar with HKMA Supervisory Policy Manual (“SPM”) including AML Ordinance (“AMLO”) and Independent Compliance Assessment (“ICA”)
• Experience in execution of risk-based audit approach
• Enhanced Competency Framework (ECF) on AML/ CFT, ORM or Cybersecurity qualification are preferred
• CPA/CIA certified or equivalent will be an advantage
• Strong interpersonal, analytical and leadership skills
• Proficient in both written and spoken English and Chinese

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