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China CITIC Bank International Limited

Assistant Vice President, Assurance and Governance

China CITIC Bank International Limited Hong Kong
Posted 2 days ago Permanent Competitive
N
Posted by
Nelly Ng
Recruiter
Carry out Financial Crime Compliance (FCC) assurance activities, lead assurance engagements as and when required, and conduct institutional risk assessments (IRA) on FCC risks, i.e. money laundering/terrorist financing & sanctions and fraud risks, to ensure the FCC risk control processes are meeting the legal and regulatory requirements in relation to Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT), FATCA and OECD AEOI (the Specific Area) globally and operating within the Bank’s risk acceptancy

Key Responsibilities

  • Be the review-in-charge and perform assigned FCC assurance reviews on the Bank and its overseas branches and subsidiaries in relation to the control processes of the Specific Area
  • Assist the Assurance Team Lead to prepare annual FCC assurance plan by critically identifying key FCC risk areas for regular and thematic assurance reviews
  • Lead / Participate in end-to-end IRA for AML/CFT & sanctions risk and fraud risk management including methodology review, data analysis, control assessment, risk mitigation and reporting
  • Take lead to timely complete end-to-end assurance reviews, including planning and fieldwork, and report to stakeholders
  • Conduct assurance reviews by utilizing assurance techniques including observation and re-performance to assess the control design and its operating effectiveness
  • Communicate with stakeholders and their managements where appropriate on identified areas for improvements relating to FCC risk control processes, and facilitate to formulate appropriate remedial actions
  • Prepare comprehensive assurance review reports on key review observations for management’s attention

Requirements

  • Degree holder in Law, Accounting or related disciplines
  • Minimum 6 years legal, general audit or compliance experience preferably in a sizable financial institution and/or regulatory bodies
  • Well-versed with the market trend and situation regarding AML/CFT in both local and global contexts
  • Good command of written and spoken English and Chinese (including Putonghua)
Job ID  116528/NN
ABOUT COMPANY
Hong Kong
Retail Banking
China CITIC Bank International Limited ("CNCBI"), a major offshore platform of commercial banking business of the CITIC Group, is 75%-owned by CITIC I...
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