Discover your dream Career
For Recruiters

Associate Director of Regulatory Compliance

Funds Partnership Asia Hong Kong
Posted 4 days ago Permanent Competitive
L
Posted by
Lyn Thum
APAC Associate Director
Our client, a leading provider of alternative asset services with offices worldwide, is currently seeking an Associate Director of Regulatory Compliance based in Hong Kong.

This newly created Associate Director level position within the Regulatory Services team is primarily responsible for leading and overseeing the delivery of high-quality regulatory services for both clients and investors under different jurisdictions such as Cayman, BVI, HK, etc. The Associate Director will play a key role in developing and building a team of professionals to support the growth and expansion of our fund services.

 

Responsibilities

  • Lead and manage a team of associates, providing guidance and support in delivering high-quality regulatory services, including but not limited to KYC on-boarding process, AML/CFT compliance and FATCA/CRS reporting, monitoring and reviews for private equity clients.
  • Develop and implement strategies to ensure compliance with KYC/AML/CRS policies and procedures.
  • Research and stay updated on relevant regulations by reviewing regulatory bulletins and other sources of information.
  • Serve as the primary point of contact for clients, overseeing the completion of documentation and regular reviews related to Know Your Client (KYC).
  • Oversee FATCA reporting and CRS forms preparation and reviews.
  • Collaborate with internal stakeholders to review and enhance documentation requirements according to the internal KYC/AML/CRS policies and procedures.
  • Analyze market trends and customer behavior to identify potential risks and recommend appropriate risk mitigation measures.
  • Proactively interact with clients on AML-related risk issues and provide guidance to ensure compliance.
  • Prepare and present client-specific KYC-related analyses, as required.
  • Work closely with relevant stakeholders, both internally and externally, to ensure effective review, implementation, and adherence to regulatory policies and procedures.

This Associate Director level role presents an exciting opportunity to contribute to the growth and success of our fund services, and to build and lead a team of regulatory professionals in providing exceptional regulatory services to our clients and investors.

 

To apply, please submit your resume to lyn@fundspartnership.com highlighting your relevant experience and why you are interested in this position.

**** All information will be treated with the strictest confidence. We regret to inform you that only short-listed applicants would be notified. Thank you for your understanding ****

ABOUT COMPANY
Singapore
15 Employees Asset Management

Funds Partnership is a global boutique executive search firm specialising in the investment management industry. Due to our clients’ location and language-specific needs, Funds Partnership focuses on 6 core markets: Singapore, Hong Kong, China, Japan, India and Australia – all which have thriving fund ecosystems.

More Jobs From Funds Partnership Asia
Funds Partnership Asia
Regulatory Compliance Associate
Funds Partnership Asia
Kuala Lumpur, Malaysia
4 days ago Full time RM5k - RM6k
Funds Partnership Asia
Business Development Associate Director/ Senior Manager - Fiduciary Services
Funds Partnership Asia
Hong Kong
8 hours ago Full time Negotiable
Funds Partnership Asia
Head of Compliance
Funds Partnership Asia
Singapore
3 days ago Full time S$120k - S$150k
Funds Partnership Asia
Associate Vice President, Compliance - Fund Services
Funds Partnership Asia
Singapore
2 days ago Full time Competitive
Funds Partnership Asia
Business Development Director – Fund Services
Funds Partnership Asia
Hong Kong
4 days ago Full time Competitive
Funds Partnership Asia
Corporate Secretary(Executive)
Funds Partnership Asia
Hong Kong
1 day ago Full time HK$50k - HK$70k
Funds Partnership Asia
Corporate Services Administrator
Funds Partnership Asia
Hong Kong
2 days ago Full time HK$28k - HK$30k
Funds Partnership Asia
Business Development Manager - Fund Services
Funds Partnership Asia
Singapore
7 hours ago Full time Competitive
Funds Partnership Asia
Head of Corporate Secretarial Services - Global corporate service provider
Funds Partnership Asia
Singapore
4 days ago Full time Competitive
Funds Partnership Asia
Institutional Sales - Fixed Income Fund Specialist
Funds Partnership Asia
Singapore
1 day ago Full time Competitve

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.
Recommended Jobs