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VP/AVP, Financial Crime Advisory-AML, Legal,Compliance & Secretariat

DBS Bank (Hong Kong) Limited Hong Kong
Posted 21 days ago Permanent Competitive
See job description for details
Business Function
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.

Job Responsibilities
  • Evaluate and advise on AML and sanctions risks arising from the customers, transactions, products and / or segments
  • Review sanctions, Politically Exposed Persons ("PEP") and adverse media related exception flagged by system (Actimize or equivalent) and manually escalated by BU and SU identified on the customer relations and transactions
  • Act as key liaison officer with BU and SU to advise and clarify issues arisen from updates on local law, regulation or Group standards. Support relevant stakeholders to comply with relevant legal and regulatory requirements, Group standards, policies and procedures, and internal operating instructions
  • Assist in reviewing high-risk client relations such as PEP and facilitate senior management approvals during on-boarding and trigger event / periodic reviews on them
  • Understand the industry market practices and provide advisory supports to BU and SU in the development and implementation of the policies and procedures for their operations in compliance with Group's procedures and guidelines, and statutory and requirement requirements
  • Support AML and sanction-related management information reporting on a regular basis
  • Escalate swiftly to senior management on any material issues including breaches or potential violations of applicable laws, regulation or Group standards
  • Support all relevant control checks undertaken by FCSS under the operational risk framework and promptly escalate to senior management for any significant risks identified
  • Keep abreast of relevant legal and regulatory development and perform a gap analysis on the relevant policies and procedures

Job Requirement
  • Degree holder
  • Qualified as Associate AML Professional ("AAMLP") or Certified AML Professional ("CAMLP").
  • At least 8-10 years of relevant compliance and / or AML experience acquired from international bank(s)
  • Good understanding on Treasury & Market (T&M) and Global Transaction Services (GTS) products, services and transactions is highly preferred
  • Good knowledge on legal and regulatory requirements of AML and compliance principles and corporate governance practices
  • Good compliance and risk control concept
  • Ability to cope with highly demanding and fast paced banking environment
  • Competency to work in a matrix international organization
  • Demonstrate sound commercial experience and judgment
  • Good inter-personal, leadership, communication, and negotiation skills, and with the ability to network, successfully 'engage' and influence business

Apply Now
We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.
We regret only shortlisted candidate

Job ID  2400006B
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