Audit and Controls Officer - Investment Banking
My client, a leading global investment bank in Hong Kong, is looking for an Audit and Front office Controls Manager to join their expanding team. They have been working on a front office controls regulatory driven program for the last few years, and are now looking to build a team to carry out an audit on the controls and control documentation they have implemented across their markets business. They have also written many new policy and procedures documents which will also need to be reviewed to ensure they are correct.
This person must have extensive expereince in audit, alongside knowledge in investment banking products, including Fixed Income, FX or Equities. Previous experience in reviewing control documentation would also be extremely beneficial. Candidates must have at least 7 years experience.