Our client is an international asset management company with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit high caliber to join them.
Responsible for the company’s internal/external compliance and regulatory matters. Conduct compliance monitoring and testing to ensure business operations comply with regulatory and internal requirements. Provide compliance advices, guidance, supports and trainings. Disseminate laws and regulations issued by regulators and coordinate gap analysis with business units. Work with business units to analyze potential impact on regulatory trends and developments, and establish policies and procedures to ensure compliance with new regulatory requirements. Review, advise and approve new products and business initiatives. Lead and support internal/external and regulatory audits and investigations.
To be considered, you will be a degree holder with a minimum of 5 years of compliance experiences in asset management or regulators. Familiar with SFC rules and regulations. Solid compliance knowledge and experience. Sound communication skills in English and Chinese.
Interested applicants should send a detailed resume to Michelle Ho by email to mho@ric.com.hk quoting reference eFC3221.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)
