Business Manager - Risk and Compliance Control || Capital Markets Business Manager - Risk and Compliance Control ||  …

QHire Ltd
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Sep 19
Competitive Package
QHire Ltd
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Sep 19
Competitive Package
QHire, boutique executive search firm, with the mission of connecting professionals with “the right” opportunity to benefit both employers and employees from the advice of a reliable partner throughout business and career development.

Our client is currently looking for a business manager to join in their capital markets team in Hong Kong. You will be reporting to Capital Markets head sitting in Business Unit directly supporting them on daily matters.

Set up and develop Compliance control framework for Global Markets businesses

Preform Due Diligence, KYC review, suitability test and AML for client onboarding 

conduct risk assessment and provide advice to deal team on AML Risk

Key partnership with Front Office to drive and deliver all deal-related logistics, legal documentation, market specific procedure, exchange requirements, etc

Assist with DCM deal bidding, Excel, documentation (e.g Engagement letter, Purchase agreement/Arrangement Letter/Fee Letter/NDA/etc.)

Coordinated business reviews & drove initiatives of Key Performance Indicators

 

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