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Compliance Adviosry Manager, Wealth and Personal Banking - Hang Seng Bank (HK)

Hang Seng Bank Limited
Hong Kong
Posted 2 days ago Hybrid Permanent Competitive
Job description
A Career with Hang Seng Bank
Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

WPB Compliance, Country Compliance

WPB Compliance - providing proactive assistance in identifying, assessing and containing Compliance Risk; fostering a compliance culture; optimizing relations with regulators; and preserving the Bank's reputation in the marketplace by ensuring that our policies comply with the spirit and letter of the laws and regulations wherever we do business.
We are currently seeking a high caliber professional to join our department as Compliance Advisory Manager, Wealth and Personal Banking.

Principal responsibilities
  • Provide compliance advice for the businesses of the Bank's insurance arm as product manufacturer and broker channel, retail banking and wealth management (including insurance business) to ensure full compliance with the relevant regulatory requirements and Group Standards
  • Provide recommendations to ensure that exposure to regulatory risks/issues are managed in a practical and effective manner
  • Working with the Head of Compliance Advisory WPB, Head of Compliance Advisory WPB Insurance and the relevant stakeholders to create an effective Compliance plan to manage the identified risks and develop solutions for mitigation
  • Review and advise on the rules / regulations / consultation papers issued by regulatory authorities
  • Assist in fostering the compliance culture of the Bank.
  • Support the implementation and oversight of the businesses' policy and governance frameworks, procedures, practices and standards to ensure quality, effective risk management and regulatory compliance
Requirements
  • A recognized University degree in Accounting, Law, Risk Management, and/ or related discipline
  • Significant regulatory and/ or compliance exposure on insurance/ banking industry with at least 5 years relevant experience. Exposure to retail banking and wealth management services is an advantage.
  • Sound knowledge of rules, regulations and statutory requirements from the Insurance Authority, HKMA, HKFI, SFC and other regulatory bodies.
  • Strong communication and inter-personal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business.
  • Experience of dealing with regulatory matters and confident interaction with Regulators.
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes
If you would like to explore other opportunities at Hang Seng Hong Kong, please visit www.hangseng.com/careers/ for details.

The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (2019-nCoV), we're leveraging our digital capabilities to ensure we can continue to recruit top talent at the HSBC Group. As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey. If so, one of our Resourcing colleagues will explain how our video-interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions you might have.

Job ID  0000HMZ0
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