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Compliance Analyst (Control Room ,Big 4 welcome )

Links International Hong Kong
Posted 5 days ago In-Office Permanent HK$50k - HK$65k

 

Key Responsibilities:

 

  • Maintain and update the control room operation process
  • Conduct regulatory filings, trade surveillance and trade minotoring
  • Provide clearance for research reports, pre-deal research reports, marketing and roadshow materials
  • Provide compliance advice on licensing, staff dealing and other compliance review & projects
  • Maintain Information Barrier Designations to reflect staff respective access rights

 

 

Job Requirements:

  • Bachelor degree in Finance, Accounting quantitative finance, risk, or related studies
  • 3-5 years of relevant experience in the financial services industry
  • Familiar with VBA/SQL/Python/Linux skills
  • Fluent in English and Chinese
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