About the Position
We’re looking for a responsible Compliance Analyst to help ensure our colleagues in the Asia offices are satisfying local, APAC, and international laws and regulations. This will involve regulatory filings, trade surveillance, monitoring tasks, and overseeing control room function activities to keep things compliant in a time-sensitive environment.
The regulatory landscape of our industry is complex and always evolving. You’ll help us review and interpret new rules, educate colleagues on changes, and update firm policies and procedures. This will require strong people skills and the ability to explain processes clearly to individuals in various departments across the firm.
Our Legal and Compliance team is a dedicated group of analysts who share a passion for protecting our colleagues as they focus on their daily work. Our Asia offices have grown substantially over the past few years. You will help us make sure our trading activity and operations continue to grow responsibly with it.