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Compliance Analyst / Associate

Polymer Capital Hong Kong
Posted 2 days ago In-Office Permanent HK$28k - HK$45k
Posted by
Caroline Lo
Company Introduction Polymer Capital Management is a market-neutral, multi-manager investment platform based in and focused on Asia. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. Polymer was established in conjunction with PAG, one of the world's largest Asia-focused alternative asset managers, in 2019.

Job Responsibilities

  • Handle license applications, regulatory filings and reports (HK, SG and US)
  • Assist with the development, implementation and administration of the Group compliance framework and policies
  • Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
  • Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders
  • Work on regional projects including system UAT, new investment models discussion, or system development
  • Conduct or assist with ad-hoc inspections and regulatory requests


  • University graduate with major in Business, Finance or Law;
  • At least 2 years of experience in compliance
  • Excellent analytical and problem-solving skills
  • Strong interpersonal and communication skills
  • High attention to details
  • Ability to handle multiple tasks simultaneously and work under tight deadlines
  • Proactive in identifying risks and proposing solutions.
  • Strong computer skills including MS Office Suite Excel, Bloomberg
  • Fluent in English and Chinese

Why join us?

  • Prime Location: You'll work full time from our centrally located office space in the heart of Hong Kong.
  • High-Growth: We have a team of highly ambitious professionals with a strong desire to learn and develop their skills.
  • Equal opportunity employer: We celebrate diversity and are committed to creating an inclusive environment for all employees.
  • Global exposure: With six offices and three affiliate offices around the region, Polymer teams work together to solve meaningful problems at scale. 

Some of our Benefits

  • Annual Paid Leave
  • Medical group insurance
  • Gym facility

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