Compliance Analyst / Associate

Job Responsibilities

• Handle license applications, regulatory filings and reports (HK, SG and US)
• Assist with the development, implementation and administration of the Group compliance framework and policies
• Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
• Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders
• Work on regional projects including system UAT, new investment models discussion, or system development
• Conduct or assist with ad-hoc inspections and regulatory requests

Requirements  

• University graduate with major in Business, Finance or Law;
• At least 2 years of experience in compliance
• Excellent analytical and problem-solving skills
• Strong interpersonal and communication skills
• High attention to details
• Ability to handle multiple tasks simultaneously and work under tight deadlines
• Proactive in identifying risks and proposing solutions.
• Strong computer skills including MS Office Suite Excel, Bloomberg
• Fluent in English and Chinese

Why join us?

• Prime Location: You'll work full time from our centrally located office space in the heart of Hong Kong.
• High-Growth: We have a team of highly ambitious professionals with a strong desire to learn and develop their skills.
• Equal opportunity employer: We celebrate diversity and are committed to creating an inclusive environment for all employees.
• Global exposure: With six offices and three affiliate offices around the region, Polymer teams work together to solve meaningful problems at scale. 

Some of our Benefits

• Annual Paid Leave
• Medical group insurance
• Gym facility