For Recruiters

Compliance Assistant Manager/ Manager

TalentQuest HR Limited
Hong Kong
Posted 3 days ago Permanent Negotiable
Our client is a expanding full licensed brokerage firm, currently looking for high calibers candidate to join their professional team.

Responsibilities:

  • Manage compliance matters & provide advisory in the group, i.e. general compliance, AML compliance, etc.;
  • Manage regulatory routine inspection e.g. regulatory reporting, regulator enquiries, KYC/AML, trade surveillance, licensing, compliance review, etc.;
  • Assist Compliance Officer to liaise with regulators and other key stakeholders.
  • Undertake investigations into businesses and stakeholders on the implementation of adequate procedures and controls, design underlying documents list and issue review reports
  • Review policies, procedures and manuals to ensure they are complying with the regulatory requirements;
  • Ensure daily operations comply with regulatory requirements in different jurisdictions.

Qualifications:

  • minimum 5 years of compliance experience in financial institutes
  • Capable to work independently;
  • Possess a strategic & decisive mindset;
  • Good command in Chinese & English.
ABOUT COMPANY
Hong Kong
HR & Recruitment

TalentQuest is an award-winning leading professional recruitment consultancy for the property and construction industries. Established in 2012 and headquartered in Hong Kong, we grew our international business on the foundations of professionalism, market knowledge, and exceptional service.

Our team of consultants specialise in a variety of sectors and take true pride in what we do. By applying local knowledge with our global connections, we have successfully completed projects throughout the Asia Pacific region, Middle East, and Europe.

We believe successful recruitment centers on understanding the value of people. We want to be the best recruitment firm in the eyes of our staff, clients, and candidates. By building a true partnership between each stakeholder with an understanding of each other’s goals, we believe we can direct the power of all parties towards the same outcomes to achieve excellent results.

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