Compliance Assistant Manager / Manager Compliance Assistant Manager / Manager …

WallStone Partners & Company Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
HKD35-55K
WallStone Partners & Company Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
HKD35-55K
Our client is a famous financial firm and now they are hiring the right candidate to join their team
Responsibilities: • Maintain and review compliance policies, procedures & practices to ensure compliance with all applicable laws, regulations and internal policies; • Perform and review compliance checking on business activities to ensure compliance with internal policies and laws and regulations and develop programs to enhance internal controls. • Handle licensing applications, staff dealing clearance and licensee’s CPT fulfillment • Handle enquiries from SFC and prepare various reports as required • Perform ad hoc assignments/duties as assign Requirements: • Degree holder with major in law, audit, finance or equivalent • Minimum of 3-5 years of relevant working experience in financial industry • Familiar with the SFO, AMLO and FATCA and their requirements • Self-motivated, independent, meticulous, analytical and responsible • Good command of written and spoken English and Chinese • Immediate available is highly preferred
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