Compliance Associate Compliance Associate …

Michael Page
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Aug 20
780000
Michael Page
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 02 Aug 20
780000
• Reputable Firm backing• Great exposure
About Our Client
My client is a part of a very reputable group headquartered in Asia and are looking to bolster their seasoned team. They are very well versed with investment capabilities across domestic and global equity, fixed income, alternative investments and asset allocation.

Job Description
    • Handling SFC applications and regulatory reports/filings in respect of SFC-authorized funds
    • Reviewing sales and marketing materials of SFC-authorized funds
    • Reviewing and updating compliance policy and procedures
    • Providing regular in-house compliance training
    • Performing AML/KYC review and due diligence checks on service providers/business partners
  • Oversee compliance around ETF products


The Successful Applicant
    • Hands-on experience in handling legal matters relating to investment funds / ETFs is required.
    • Investment monitoring / trade surveillance in respect of SFC-authorized funds (including ETFs), private funds and mandates
    • Knowledge in Bloomberg AIMS is highly preferred
    • Ability to work autonomously and as part of the team
    • Knowledge and experience in risk management are preferred
  • 5-8 years of experience in compliance (Ideally in Hong Kong)


What's on Offer
The candidate will be compensated at a competitive rate and has great opportunity within a reputable brand to grow and develop personally and professionally.
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