Compliance Manager

Responsibilities
1. Reviewing of marketing materials to ensure it is compliant to regulatory requirements
2. Advise business/relevant stakeholders on AML/KYC requirements
3. Handling licensing application and regulatory filing
4. Implement, maintain and align global and regional policies respectively
5. Develop and keep abreast of compliance policies and procedures based on regulatory changes
6. Handle other compliance matters or assist projects as assigned from time to time

Requirements
1. A relevant degree in Law, Finance, Business or related disciplines
2. 3-7 years of general/regulatory compliance experience from asset managers/regulator
3. Knowledge in asset management compliance/regulatory compliance related to SFC
4. Experienced and sound knowledge in the regulatory restrictions for SFC authorized funds, MPF, and UCITS
5. Proficiency in English and Mandarin (spoken and written) is a MUST