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Compliance Manager_Up to 60K

Conners Consulting Limited Hong Kong
Posted 3 days ago Permanent HK$45k - HK$60k
M
Posted by
Miranda Tang
Recruiter

Job Description

 

As the Branch’s compliance officer, you ensure that Group Compliance’s and the HKMA’s policies/ guidelines/ rules are adhered to;

 

You recommend/ review internal control procedures to comply with the regulatory or Group Compliance or Risk Management requirements and to minimize compliance risks;

 

You draft and maintain manuals/ procedures guides falling in the scope of compliance risk, and to organize implementation of new/revised regulatory or Group Compliance or Branch requirements

 

You plan and conduct Compliance Monitoring Programs on the Compliance Domains. Guide & steer local compliance staff to perform compliance testing and generate compliance reports to local management of Asia Pacific/ Group Compliance;

 

You perform regular/ ad-hoc assessments or reviews and prepare reports as required by HKMA, KBC Group Compliance or Risk Department;

 

You coach and lead the officer of your team, and provide support and advice for his career development.

 

 

 

Requirement 

 

Bachelor degree in Law, Risk Management, Business Administration or related disciplines;

 

Certified in Compliance or AML / KYC;

 

At least 5 years relevant experience in banking/finance industry;

 

Possess good knowledge of relevant law, regulatory requirement, internal operational policies and procedures;

 

Familiar with the regulatory requirement, e.g. HKMA, Code of Banking Practice, AML/CFT related circulars and guidelines, Personal Data (Privacy) Ordinance, etc;

 

Good communicator with strong interpersonal & presentation skills, able to work tactfully with all stakeholders;

 

Self-motivated, proactive, attention to details;

 

Excellent command of written and spoken English is a must. Chinese (Cantonese and Putonghua);

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