Compliance Manager - Buyside Compliance Manager - Buyside …

KOS International
in Hong Kong
Permanent, Full time
Last application, 17 May 21
Negotiable
KOS International
in Hong Kong
Permanent, Full time
Last application, 17 May 21
Negotiable
About Our Client Our client, a prestige foreign asset management firm is now looking for a Compliance Manager to join their team.

About Our Client

Our client, a prestige foreign asset management firm is now looking for a Compliance Manager to join their team.

About The Role

  • Provide compliance advice to asset management business
  • Develop and enhance compliance policies and procedures and monitoring their effective implementation
  • Manage and facilitate smooth, accurate and timely communications with headquarter and other internal stakeholders
  • Prepare regular and ad hoc compliance management reports
  • Handle regulatory requests such as reporting, inquiries, investigations and inspections and ensure smooth, accurate and timely communication with regulators
  • Develop, implement and execute the compliance training program
  • Perform compliance monitoring and compliance assessment
  • Handle SFC licensing matters for companies and individuals
  • Disseminate latest regulatory requirements to relevant business and support units and follow-up with the respective units on implementation plan, if required
  • Develop and provide compliance training

Requirements

  • Bachelor degree in any disciplines, preferably in Law, Accounting, Finance and Business
  • 5 years of relevant compliance experience, preferably candidates with private equity experience
  • Strong communication skills in fluent English, Cantonese and Mandarin

Click "Apply Now" to apply for this position or call Jessie Chan at +852 3180 4945 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.

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