Compliance Manager - International Investment Company Compliance Manager - International Investment  …

Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 01 Dec 21
Competitive
Morgan McKinley
in Hong Kong
Permanent, Full time
Last application, 01 Dec 21
Competitive
Compliance Manager - International Investment Company
A global asset management company is looking for a Compliance Manager to design and implement the compliance framework for their investment entity and to advise business on regulatory matters

- Oversee and follow up on the license application process with the legal service provider at set-up stage- Design and implement the compliance framework of the investment entity
- Perform day-to-day compliance monitoring to ensure that all compliance and regulatory requirements are met
- Provide advice to the business on compliance and regulatory matters
- Conduct compliance training and prepare educational materials for investment professionals - Be the main contact person handling SFC enquiries and correspondence
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