Compliance Manager (AVP - VP), Regional Corporate Bank

Responsibilities:

• Ensure regulatory compliance with Banking Ordinance and other relevant rules and regulations
• Keep abreast of updated regulations and report to the management; formulate and execute all necessary measurements to control the risks
• Enhance and update policies and procedures to conform to the updated laws, regulations and rules
• Liaise with regulator and file regulatory reports and other required documentation
• Support Group Head in the liaison with regulators and ad-hoc projects
• Perform regular compliance checking and AML reviews eg. KYC/CDD documents, Sanction screening review, transaction monitoring review, conduct institutional AML and Sanction risk assessment, quality control review etc.
• Enforce and/or update general compliance manual and provide necessary assistance and training to staff
• Provide advisory services to senior management and business units on compliance issues
• Handle all compliance related issues related to regulated activities
• Coordinate with the Corporate Secretary to ensure the company records are current and correct
• Coordinate on-site and off-site review conducted by regulators and the appointed internal auditors
• Carry out trainings on all new legislation, guidelines, regulation and code issued by the regulators
• Provide support on any ad hoc compliance or AML related projects
• Support any ad hoc task or project assigned by management
• Conducting compliance related review and regular report to Head Office

Requirements:

• Degree or above
• 5 years + General Compliance experience in corporate banking segment
• Familiar with banking operations and regulatory requirements such as HKMA’s Code of Conduct, HKMA’s circulars etc. 
• Professional qualifications under Enhanced Competency Framework(ECF) on AML/CF or Certified Anti-Money Laundering Specialist by ACAMS is preferred
• Sound knowledge in AML/CT or compliance related issues
• Strong sense of responsibility, detail-oriented and able to work independently
• Good command of written and spoken English
• Good knowledge of MS Office
• A team player with excellent communication and interpersonal skills
• Managerial Experience would be an advantage

To apply online please click the 'Apply' button or send your profile to alex.cheung@ignite-recruitment.com . For a confidential discussion about this role & other openings please contact Alex CHEUNG at +852 2121 1418.