• Permanent, Full time
  • Randstad Hong Kong
  • 26 Aug 19

Compliance Review, Manager

  • Hong Kong
  • Competitive
  • Full time

Compliance Review, Manager

job description

about the company.

Our client is a leading foreign investment/corporate banking with strong presence in the region.

about the job.
  • Develop and perform compliance monitoring program on the Bank's various activities
  • Review the current compliance controls of the Bank and identify proper actions for improvement if necessary
  • Review the Management Information System reports from compliance perspective and identify any significant compliance issues from the reports for further actions
  • Conduct compliance review on any complaints and provide necessary advice
  • Undertake investigations into any complaints reported or made by both internal and external customers
  • Liaise with regulators and handle the ad hoc examination, surveys, enquiries
  • Prepare and deliver compliance related training to foster the compliance culture of the Bank
  • Maintain an adequate system of customer data protection control and prepare MIS report on customer data protection
  • Perform samples checking portage storage devices and e-mail activities


skills & experiences required.

  • Degree holder preferably in Law, Accounting or related disciplines
  • Minimum 5 years banking, legal, general audit or compliance experience
  • Good knowledge in banking laws, operations, products and services
  • Possess a good knowledge of relevant regulatory requirements relating to the compliance monitoring handled
  • Good command of written and spoken English and Chinese


To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills
Compliance Testing, Compliance Review, Compliance Assurance

qualification
Compliance Testing, Compliance Review, Compliance Assurance

responsibilities
Compliance Review, Manager

educational requirements
Bachelor Degree