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Omni Group Asia Ltd.

Compliance, Senior Manager/ Manager - Insurance company

Omni Group Asia Ltd. Hong Kong
Posted 4 days ago Permanent Market Range
V
Posted by
Vicky Ho
Recruiter
Our client is a prominent life insurance company that has been operating in Hong Kong for over 20 years. They specialize in offering a diverse range of life insurance and wealth management products to their clients. Currently, there is an exciting opening in their Compliance team for the position of Manager.

Responsibilities

  • Responsible for regulatory compliance matters pertaining to insurance product offerings, sales, and distribution.
  • Develop and oversee robust compliance programs that effectively address market conduct, regulatory requirements, and internal policies.
  • Ensure strict adherence to statutory, regulatory, and internal requirements, with a particular focus on product compliance, sales compliance, sales conduct risk.
  • Provide advisory services and guidance to all business units regarding financial crime risks.
  • Conduct transaction monitoring, fraud investigation, and suspicious transaction reporting as necessary.
  • Oversee policy governance and compliance review processes to ensure adherence to regulatory standards.
  • Collaborate with regulators on compliance matters and maintain a comprehensive understanding of the Hong Kong AML/CFT regulatory framework.
  • Provide support to various business initiatives by providing valuable compliance insights and guidance.
  • Foster a culture of compliance awareness throughout the organization by organizing and facilitating compliance training sessions and conducting regular compliance reviews.
  • Develop and implement monitoring mechanisms to assess and maintain compliance with statutory, regulatory, and internal requirements across all aspects of the company's operations.
  • Stay up-to-date with the latest developments in insurance industry regulations, including changes in laws, regulations, and industry best practices.
  • Prepare and submit accurate and timely compliance reports to regulatory bodies as required.
  • Provide comprehensive training and guidance to employees on various compliance-related matters.
  • Establish and nurture strong relationships with regulatory authorities and effectively handle regulatory inquiries.

 

Requirements

  • Possess a Bachelor's degree in Law, Risk Management, Business Administration, or a related field.
  • Possess a minimum of 5 years of relevant experience in the field of life insurance compliance.
  • Familiar with the insurance regulatory framework of Insurance Authority and Securities and Futures Ordinance
  • Candidates with an audit background and solid experience in market conduct, product, and marketing materials review will be given preference.
  • Proficient in both spoken and written English, as well as Chinese (Cantonese and Mandarin) languages.
  • In-depth knowledge of insurance regulations and industry best practices.

 

ABOUT COMPANY
Hong Kong
HR & Recruitment
OMNI provides recruitment services within multiple sectors, dealing with Technology, Finance, Insurance, and Operations. We consist of only experience...
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