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Ashford Benjamin Ltd

Compliance Specialist - Hedge Fund

Ashford Benjamin Ltd Hong Kong
Posted 1 day ago Permanent Competitive
V
Posted by
Vivian Chen
Associate Director
We are instructed on various opportunities with multiple global hedge fund managers who are keen to hire a compliance specialist in Hong Kong.

Responsibilities:

  • Responsible for oversight and implementation of regulatory compliance, trading compliance program, policies and procedures
  • Liaise with regulators on handling licensing, inquiries and inspections
  • Provide guidance, advice and training
  • Execute compliance monitoring program and represent results to senior management
  • Collaborating with local and global teams for compliance control enhancement projects

 

Requirements

  • Not less than 6 years’ experience in hedge funds / asset management / proprietary trading platform
  • Strong knowledge of financial industry rules and regulations
  • Prior experience developing and enhancing compliance framework

 

ABOUT COMPANY
Hong Kong
HR & Recruitment
Ashford Benjamin is a leading executive search firm, focusing on the legal, risk & compliance professions. The majority of our projects are retained, ...
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