Compliance and Operational Risk Review Specialist, Wealth Management Compliance and Operational Risk Review Specialist,  …

in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 18 Aug 19
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 18 Aug 19
Job Reference #197128BR

Your role

Are you interested in a broad range of compliance and operational risk topics? Do you have strong analytical skills and attention to detail? Can you collaborate and challenge? 

We are looking for a Compliance and Operational Risk Review Specialist to:
• prepare reviews and controls testing including sourcing relevant data, risk assessment and discussion with stakeholders on review scope
• perform thematic reviews of the effectiveness of operational risk controls in our Wealth Management business
• analyze internal operational risk incidents, identify control failures and constructively challenge our control frameworks
• collaborate, communicate and build trusted relationships with risk managers across functional areas

Your team

You will be part of the Wealth Management-aligned Compliance and Operational Risk Control (C&ORC) team in the Hong Kong office. The purpose of C&ORC is to ensure that all compliance, conduct and operational risks are understood, owned and managed to the firm's risk appetite. You will support the team to ensure that the necessary risk frameworks are appropriately designed and operating effectively in Wealth Management.

Your expertise

• 5+ years of relevant work experience in a Wealth Management, Risk, Compliance or Audit environment
• strong analytical skills and the ability to manage complexity through a structured approach
• interest in front-to-back processes and risks of our Wealth Management business 
• the ability to collaborate and provide constructive challenge
• excellent communication skills in English along with good interviewing skills and the ability to ask the right questions in order to obtain a thorough knowledge of a subject 
• advanced Excel skills in order to perform data analysis and strong Powerpoint skills in order to create management presentations

About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.