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Compliance and Risk Senior Manager, State-Owned Enterprise/Investment group

Omni Group Asia Ltd.
Hong Kong
Posted 2 days ago Permanent 70000
Posted by
Edward Eon
Our client is a HK subsidiary of a sizable state-owned investment group with multi-billion AUM who is steadfast in driving technological and industrial growth and advance in the Chinese Economy. The jobholder will be a member of the investment committee while leading compliance and risk functions.


  • Maintain an effective compliance and risk framework to fulfil regulatory requirements
  • Oversee daily back-office functions including compliance, risk operations and engage appropriate professional service providers ( legal counsel, auditor, tax consultants etc) to minimize operational and investment risk
  • Lead and oversee the development of risk assessment methodologies, processes and procedures and ensure proper policies and guidelines are being followed
  • Continuously monitor risk profiles of in-house and third-party portfolio mandates (e.g. price risk, credit risk)
  • Prepare and summarize regular reports to the board of directors, investment committee and head office
  • As a Member of investment committee, assess viability of potential investment and financing projects from compliance and risk perspective



  • Certified CFA/FRM
  • Degree/Master degree holder with background in Risk Management, Finance or Compliance related discipline  
  • Minimum 8 years of relevant experience gained from sizable financial institutions with at least 3 years’ experience at managerial level
  • Experience with Chinese investment firms or state-owned enterprise is a plus
  • Sound knowledge of risk management frameworks and regulatory requirements
  • Prior big four background is an advantage but not necessary
  • Strong analytical, interpersonal and supervisory skills
  • Proficiency in both English and Putonghua 


  • 50% docuements will be in Chinese
  • Less exprienced candidates will be considered as Manager 
  • Office at island area
  • 3+ months attractive bonsues with full package corproate benefits
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