Compliance head Compliance head …

Bo Le Associates Ltd
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 20 Aug 19
Competitive
Bo Le Associates Ltd
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 20 Aug 19
Competitive
Our client is a rapidly growing asset management company from China. With the platform set up in HK for many years, they are helping Chinese investors to manage their wealth in the world.

1. Be responsible for the overall legal and compliance matters

2. Contact SFC, external Legal and authorities

3. Monitor compliance, AML and other policies and procedures

4. Review legal documents

5. Assess legal and compliance risk 

6. MIC

 

Requirements:

1. Chinese Mandarin speaking

2. 8 years relative experience in financial institute, familiar with PIBA, insurance agreements, etc.  

3. Familiar with regulations and laws, familiar with SFC

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