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Director/Senior Director, Business Compliance & Operational Risks (Private Banking)

Bank Of China (Hong Kong) Limited
Hong Kong
Posted about 7 hours ago Permanent Competitive
Director/Senior Director, Business Compliance & Operational Risks (Private Banking)
Responsibilities:
  • Act as first line of defense, to review and approve KYC profiles, account opening/review documents and applications
  • Liaise with the bank's second/third line of defense regarding enquires, new requirements, audit findings, etc
  • Conduct or approve AML and compliance related transaction review/monitoring to identify possible compliance/AML risks and provide recommendations to enhance control weaknesses/mitigate relevant risks
  • Review and analyze the AML and compliance related risks in new businesses / products / systems
  • Perform self-assessment, gap analysis against internal or regulatory requirements
  • Advise business units on AML/KYC and related matters
  • Perform fraud risk related review
  • Prepare regular and management reports on AML related review results
  • Handle internal / external review or audit, recommend and implement follow up actions
  • Prepare AML related training materials, and deliver the training where required
  • Review and enhance relevant policies and procedures

Requirements:
  • Degree or above
  • At least 10 years relevant working experience in financial institutions, with at least 8 years in private banking AML areas an advantage
  • Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
  • Proficient in written, spoken English and Chinese
  • Familiar with the AML/KYC and regulatory requirements of private banking


Job ID  496019
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