Director/Senior Director, Business Compliance & Operational Risks (Private Banking)
Bank Of China (Hong Kong) Limited Hong Kong
Director/Senior Director, Business Compliance & Operational Risks (Private Banking)
Responsibilities:
Requirements:
- Act as first line of defense, to review and approve KYC profiles, account opening/review documents and applications
- Liaise with the bank's second/third line of defense regarding enquires, new requirements, audit findings, etc
- Conduct or approve AML and compliance related transaction review/monitoring to identify possible compliance/AML risks and provide recommendations to enhance control weaknesses/mitigate relevant risks
- Review and analyze the AML and compliance related risks in new businesses / products / systems
- Perform self-assessment, gap analysis against internal or regulatory requirements
- Advise business units on AML/KYC and related matters
- Perform fraud risk related review
- Prepare regular and management reports on AML related review results
- Handle internal / external review or audit, recommend and implement follow up actions
- Prepare AML related training materials, and deliver the training where required
- Review and enhance relevant policies and procedures
Requirements:
- Degree or above
- At least 10 years relevant working experience in financial institutions, with at least 8 years in private banking AML areas an advantage
- Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
- Proficient in written, spoken English and Chinese
- Familiar with the AML/KYC and regulatory requirements of private banking
Job ID 496019
Chief Business Compliance & Operational Risk Manager 2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Hong Kong
(Assistant) Customer Services Manager(Client On Boarding & AML) 2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Hong Kong
(Senior) Business Compliance Manager (AML) 2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Hong Kong
Business Compliance and Operational Risk Manager (BWO) 2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Hong Kong
Senior AML Manager / AML Manager - AML Review 2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Hong Kong
Audit Manager/ Senior Audit Manager (Anti-Money Laundering/Compliance) 2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Hong Kong
Deputy Operation Manager / Customer Due Diligence Manager (Customer Due Diligence Division) 2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Hong Kong
Customer Due Diligence Manager / Assistant Operation Manager (Customer Due Diligence Division) 2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Hong Kong
Senior Customer Due Diligence Manager - AML (Customer Due Diligence Division) 2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Hong Kong
Business Compliance Manager / Senior Business Compliance Officer (AML) 2 days ago Full time Competitive
Bank Of China (Hong Kong) Limited
Hong Kong
Private Side Compliance Director – Leading Global Corporate and Investment Bank
BTI Executive Search Pte Ltd
Hong Kong
