Director, Business Compliance PWM Director, Business Compliance PWM …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 29 Nov 21
Negotiable
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 29 Nov 21
Negotiable
A top tier Chinese investment bank is now hiring a Director of Business Compliance.

Key Responsibilities:

  • Responsible for business advisory in Private Wealth Management ("PWM") and Retail & Fintech ("R&F") businesses.
  • Provide PWM and R&F advice on transaction and business activities.
  • Review the R&F's online selling and distribution platforms to cover new risk priorities
  • Conduct staff training with a focus on PWM and R&F business

Qualification:

  • University degree or above in Finance, Law, Economics and related majors
  • 10 years working experience in Private Banking/ Retail Banking compliance.
  • Familiar with Compliance laws, rules, regulations , risks and typologies
  • Excellent skill in spoken and written English and Chinese. Mandarin would be an added advantage
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