Equity Derivatives Compliance Associate Equity Derivatives Compliance Associate …

Aquis Search
in Hong Kong
Permanent, Full time
Be the first to apply
HK$800K base + attractive discretionary bonus
Aquis Search
in Hong Kong
Permanent, Full time
Be the first to apply
HK$800K base + attractive discretionary bonus
Posted by:
Andrew Tsang • Recruiter
Posted by:
Andrew Tsang
Recruiter
My client is a leading investment bank with a large presence in the APAC region. They are looking to hire an Associate of Equity Derivatives Compliance to join their Markets Compliance team supporting group on fulfilling product approval, training, regulatory obligations. Interested parties please email andrewtsang@aquissearch.com

Job Responsibilities

  • Support execution of regulatory compliance initiatives, review and training
  • Advise business on compliance and regulatory risk issues arising from new product introduction and ensure proper controls are in place for the product approval process
  • Seated in front office to support traders on trade related compliance matters
  • Support provision of advisory services on statutory, regulatory and internal requirements on banking business
  • Provide support to Head of Compliance / Team Head in ad-hoc projects

Job Requirements

  • Strong stakeholder managment skills
  • Minimum 3+ years of relevant compliance advisory experience within investment banking industry
  • Hand-on compliance experience / practical knowledge of various statutory and regulatory requirements relevant to banking industry is preferred
  • Good command of both written and spoken English
  • Good interpersonal skills and attention to details
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