FOUR HEADCOUNTS - Asset Management Compliance Consultants FOUR HEADCOUNTS - Asset Management Compliance  …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 17 Oct 21
HKD360000 - HKD600000 per annum
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 17 Oct 21
HKD360000 - HKD600000 per annum
A global foreign consultancy firm is looking to aggressively grow it's buyside regulatory compliance team due to their clients' and market demands. As such, after growing the team by 100% within the past year, my client is looking to add an addition four driven and motivated individuals to their regulatory compliance team.

Responsibilities

  • Manage your own portfolio of clients regulated by SFC and SEC
  • Setting up of compliance infrastructure and compliance manuals to clients
  • Manage regulatory filing and reporting schedules
  • Provide ad hoc regulatory advice and creative solutions

Qualifications

  • Proven experience in a compliance role within an SFC regulated firm or a direct competitor
  • Strong understanding of the asset management industry
  • Strong English communication skills
  • Ability to work between projects with tight deadline

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