General Compliance Manager / AM, Legal & Compliance (Corporate Bank) General Compliance Manager / AM, Legal &  …

Levin Human Resources Services Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
$35K - $50K x 13 + DB
Levin Human Resources Services Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
$35K - $50K x 13 + DB
We are assisting our client, a HK Branch of Taiwanese reputable Corporate Bank (HK branch: 150 staff) to hire the above post.

Job Highlights

  • Good career progression
  • Good salary and working environment
  • 3 years of compliance experience in banking

Responsibilities:

  • Report to the Head of Legal & Compliance and lead the general compliance team (4-5 members)
  • Draw up and execute compliance testing & review program.
  • Maintain all necessary documentation and ensure bank adherence of the statutory requirements;
  • Ensure the Bank compliant with all applicable laws and regulations of related authorities such as HKMA, SFC, DPB, CR, PCPD, IRD, IA, FSC of Taiwan, etc.;
  • Formulate and review policies and procedures to address relevant legislation / regulatory changes and align / adopt group standard;
  • Keep abreast of regulatory changes and assess their potential impact to the Bank;
  • Support department head to deal with legal issues and provide advice relating to regulatory compliance matters
  • Disseminate compliance related information and publication to all relevant parties
  • Discuss matters in relation to compliance policies with relevant departments and external expertise

Requirements:

  • Bachelor Degree, preferably majoring in finance or in law / legal
  • 5 years’ compliance experience gained from HK banks / financial industry, of which 3 years’ experience in compliance function
  • Able to deal with compliance matters independently such as compliance testing & review program, and to communicate the compliance requirements to business departments effectively
  • Good knowledge in banking laws and regulations, operations and internal controls, different banking products and services offered by the bank
  • Proficiency in spoken and written English and Chinese (Mandarin)

Interested parties, please send your CV to Levin Human Capital Consulting Group at Winsome Choi at winsome.choi@levin.hk or call us at (852) 2520 0103 for more details.

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