General Compliance VP – Asset Management General Compliance VP – Asset Management …

The Edge Partnership
new

in Hong Kong
Permanent, Full time
Last application, 15 Sep 21
Excellent Package
The Edge Partnership
new

in Hong Kong
Permanent, Full time
Last application, 15 Sep 21
Excellent Package
Posted by:
Venus Ip • Recruiter
Posted by:
Venus Ip
Recruiter
Our client is a well backed asset manager currently looking to hire a Compliance VP due to their expansion plan. They offer excellent work life balance and a competitive remuneration package for the right candidate.

Some of the key responsibilities will include:

  • Oversee all general compliance responsibilities related to the Type 1,4,7 licensed business.
  • Provide recommendations to business that is compliant with statutory & regulatory requirements with SFC.
  • Manage and advise on SFC inspections, circulars, inquiries, applications, etc.
  • Handle licensing matters, application/change of substantial shareholder applications.
  • Work closely with Business, Risk and other control functions to ensure the relevant regulatory risks are managed accordingly.
  • Develop and keep abreast of compliance policies and procedures based on regulatory changes.
  • Handle AML/CFT matters in accordance with the SFC; act as MIC for AML.
  • Develop and conduct compliance training programs.

To be eligible for this role you will require:

  • A relevant degree in Law, Finance, Business or related disciplines.
  • 6+ years of general compliance experience from asset managers.
  • Experienced in handling licensing matters, SFC liaison, AML/CFT matters, etc.
  • Familiar with the relevant regulatory requirements i.e. SFC 1,4,9.
  • Proficiency in English and Mandarin (spoken and written) is a MUST.

Please contact Venus Ip at 6380 0256 or email your cv directly in word format with job reference no. Jo0000005780 to hkcareers@theedgeinasia.com.

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

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