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Global Banking Compliance Officer

UBS Hong Kong
Posted 3 days ago Permanent Competitive
Your role
Are you risk averse but risk aware? Do you know how to maintain independence and objectivity? Do know how to evaluate risks in a challenging and fast paced environment? We are looking for someone like that who can:

• be part of the Asia Global Banking Compliance team based in Hong Kong
• work with the Global and Regional C&ORC team to provide the Asia Global Banking business with controls, tools, training, frameworks, information and insight required to perform their risk management and supervisory responsibilities
• understand the business, key risks, regulations and technology impacting the business
• establish, maintain and review policies, procedures and controls reasonably designed to comply with laws, rules, regulations, and industry standards
• engage the business daily in communications to challenge, educate and guide on compliance, conduct and operational risks, including supporting the business in maintaining high standards of culture and behavior
• work closely with colleagues in Legal, Global Internal Audit and other teams, on regulatory changes, risk assessments, monitoring and surveillance, testing, training and regulatory engagement proactively drive the identification, assessment, measurement, mitigation and monitoring of compliance and operational risk as it pertains to the Global Banking businesses in Asia
• ensure compliance risk frameworks are designed and operating effectively

Your team
You'll be working in the Asia Global Banking Compliance Team in Hong Kong, working closely with our Singapore Global Banking Compliance Team as well as country Compliance teams where we have Global Banking presence. We support the business by partnering with them to effectively manage regulatory risk in an environment of collaboration and constructive challenge. You'll play an important role in helping us develop risk mitigating measures, controls and adequate remediation plans are in place. You'll also collaborate with global colleagues to ensure that best practices are being shared around the region/globe.

Diversity helps us grow, together. That's why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your expertise
• Prior experience working at an investment bank in legal, compliance, audit, regulatory functions related to Global Banking business.
• The candidate must have strong expertise in Hong Kong SFC, HKEX, HKMA rules and regulations governing the investment banking and capital markets businesses, more than 5 year's experience preferred

About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

How we hire
• strong communication and interpersonal skills with ability to build good working relationships
• Proactive in identifying risk and proposing solution
• In-depth knowledge of securities markets and business products
• Attentive to details, efficient and strong organization skills
• Able to work under pressure

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Job ID  293875BR
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