Global Markets Transversal Compliance Officer (Foreign Bank) Global Markets Transversal Compliance Officer  …

Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 22 Oct 21
Negotiable
Selby Jennings
in Hong Kong
Permanent, Full time
Last application, 22 Oct 21
Negotiable
Our client is a foreign bank with international presence. They are currently looking for an experienced global markets compliance candidate to join their team in Hong Kong.

Responsibilities:

  • Provide advisory support to the global markets division according to the Bank's policy and the relevant rules and regulations
  • Liaise with regulators and execute regulatory procedures and inspections
  • Provide assistance on ad-hoc investigations including data gathering, analysis and documentation of results
  • Analyse potential impacts of business controls procedures and provide Compliance advise to related teams and parties
  • Coordinate with relevant parties including Legal, New Products, Controllers, Operations, Risk, IT and other areas to ensure the appropriate controls and policies and procedures are in place for new businesses
  • Identify potential compliance and reputation risks, and make effective escalation

Requirements:

  • 5 + years of global markets compliance experience within corporate and investment bank
  • Strong understanding in global markets business including regulatory development and compliance
  • Solid understand of Hong Kong Banking laws and HKMA regulations; knowledge of other regulatory requirements in China is preferred
  • Familiar with fixed income products as well as instruments types
  • Excellent communications skills and strong stakeholder management
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