Head of Compliance Head of Compliance …

TalentQuest HR Limited
in Hong Kong
Permanent, Full time
Be the first to apply
negotiable
TalentQuest HR Limited
in Hong Kong
Permanent, Full time
Be the first to apply
negotiable
Posted by:
Queenie Sin • Recruiter
Posted by:
Queenie Sin
Recruiter
We are helping a Leading Fintech Firm in Hong Kong to look for the Head of Compliance (Regulatory Compliance focused)

Job Duties:

  • Handle all compliance business related to SFC license
  • In charge of the regulatory, AML and general compliance matters in Hong Kong
  • Ensure all company procedures and activities are in compliance with regulatory standards
  • Develop, maintain and enhance compliance controls, monitoring and supervisory framework including policies and plans
  • Handle regulation institutions with their investigations, inspections and inquiries

Requirements:

  • Bachelor degree holder
  • 10+ years compliance experience in securities firm / asset management firm
  • Legal background would be a plus
  • With experience in handling SFC Type 1, 4, 9 regulated activities & licensing
  • Familiar with SFC and SFO requirements
  • Fluent in Chinese and English
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