Head of Compliance, Foreign Bank (Exclusive) Head of Compliance, Foreign Bank (Exclusive) …

ALL-STAR AGENCY
new

in Hong Kong
Permanent, Full time
Last application, 22 Oct 21
Negotiable
ALL-STAR AGENCY
new

in Hong Kong
Permanent, Full time
Last application, 22 Oct 21
Negotiable
Posted by:
Jack Leung • President
ALL-STAR AGENCY
Posted by:
Jack Leung
President
A growing foreign bank in the region is currently seeking a Head of Compliance to be responsible the compliance function for the bank's private and corporate banking divisions.

Overview

A growing foreign bank in the region is currently seeking a Head of Compliance to be responsible the compliance function for the bank's private and corporate banking divisions.

Role Responsibilities

  • Be responsible for the compliance function and related matters in both the private banking and corporate banking divisions.
  • Foster relationship and liaise with regulators (HKMA, SFC & IA) and handle regulatory-related external reviews, internal audits, inspections, regulatory enquiries/requests
  • Monitor and ensure Private Bank and Corporate Bank activities operate with integrity and in compliance with applicable laws, regulations, policies, procedures and standards.
  • Reviewing compliance policies & procedures and set out monitoring plan for the business
  • Identify, measure and assess compliance risk of Private Bank and Corporate Bank business and advise senior management on compliance risk and areas for enhancement
  • Report material risk events to Executive Committee and/or the Board.
  • Overseeing the account approval process and ensuring the clients adhere to the Bank's KYC and AML guidelines.

Requirements

  • 15-20 years' experience in Compliance, specializing in Private and/or Corporate Banking
  • Bachelor Degree in Business / Finance / Accounting / Masters in Law advantageous
  • Strong communication skills in English, Mandarin, Cantonese;
  • Independent, self-motivated with effective communications skills, able to work under fast pace and high pressure environment.

If you believe you have the relevant skill and experience and is interested in this position, kindly get in touch with Jack Leung at with your CV and contact details or call +852 3901 8971 to engage in a confidential discussion.

Company Overview

ALL-STAR is a performance driven recruitment agency offering an elite level of expertise, influence and access to the brightest talent across the banking and financial services landscape. We know performance matters. Staying on top of your game in the competitive world of business doesn’t just happen - success requires a team, united behind a common purpose - never asking how we can be better, but how we can be the best.

We are relentless in our quest for success, both for our clients and our candidates, finding the right people with the right skills for the right roles. We deliver results, not promises, bringing positive transformation for everyone we work with keeping companies and candidates ahead of the curve of to fulfil their business and career growth potential.

We’re a recruitment agency that is calibrated for the market of tomorrow.

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