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Manpower HK

Head of Legal & Compliance (securities / license corporation experience is preferred)

Manpower Hong Kong
Posted 10 hours ago Permanent HK$80k - HK$130k
C
Posted by
Charlotte Mou
Recruiter
our client is now looking for a Head of Legal & Compliance for their further business development

Responsibilities:

• Provide practical legal and compliance advice support to front and middle back office

• Conduct legal research, analyze legal and compliance issues and advise on any workable resolutions

• Review and advise commercial contracts and documents 

• Liaise and manage external legal consultants and counsels to manage any litigations cases

• Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes

• Support department head to oversee licensing related works and offer advice on licensing issues

• Support department head to conduct internal investigation and draft conclusion report

• Collaborate closely with internal stakeholders for implementation of compliance related projects

• Handle regulatory requests, inquiries and examinations in a proper and timely manner

• Perform ad-hoc assignments as assigned

 

Requirements:

• Bachelor Degree or above in Law or related disciplines

• Possess at least 10 years legal experience working in financial services industry with solid experience in handling complicated compliance issues

• Mature, self-initiative, detail oriented with good inter-personal skill and analytical mind

• Sound knowledge in rules and regulations administered by the SFC, market practices, financial products as well as securities business

• Self-motivated, able to work independently

• Conversant with MS Office applications and Chinese character input

• Proficiency in both written and spoken English and Chinese (including Putonghua)

 Interested parties, please send me your resume to charlotte.mou@manpowergrc.hk 

ABOUT COMPANY
Hong Kong
HR & Recruitment
ManpowerGroup Greater China Limited started its business in Hong Kong and Taiwan in 1997. Since that time, it has accelerated its market expansion and...
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