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Ashford Benjamin Ltd

Head of Regulatory Compliance - Leading Financial Institution

Ashford Benjamin Ltd Hong Kong
Posted 3 days ago Permanent Competitive
V
Posted by
Vivian Chen
Associate Director
We are instructed on an opportunity for a middle - senior level regulatory compliance professional to join a growing financial institution in Hong Kong.

Responsibilities:

  • Responsible for Hong Kong Regulatory Compliance matters
  • Act as regulatory advisor to securities, wealth management and asset management business and control function
  • Monitor relevant regulatory changes and development
  • Implement related policies and procedures
  • Support new business initiatives and ensure related rules and regulation are identified and followed
  • Work closely with other compliance function on projects and other compliance related topics

 

Requirements

  • Minimum 7 years’ of experience in regulatory compliance experience
  • Familiar with SFC rules and regulation
  • Candidates from SFC will also be considered 
     

 

ABOUT COMPANY
Hong Kong
HR & Recruitment
Ashford Benjamin is a leading executive search firm, focusing on the legal, risk & compliance professions. The majority of our projects are retained, ...
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