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Ashford Benjamin Ltd

Insurance Compliance Advisory

Ashford Benjamin Ltd Hong Kong
Posted 3 days ago Permanent Competitive
V
Posted by
Vivian Chen
Associate Director
We are instructed on a insurance compliance role with a rapidly growing financial institution in Hong Kong.

Responsibilities:

  • Implement compliance framework, policies and procedures across all business lines
  • Conduct regular compliance risk assessments, execute the compliance monitoring plan, data analytic, and the related issues analysis, remediation and reporting to ensure adherence to compliance risk thresholds 
  • Disseminate circular and guidelines from regulators and ensure the relevant parties compliance with the regulatory requirement
  • Support the investigation of complaint and regulatory breach and follow up the remedial actions with business

Requirements:

  • At least 5 years’ solid experience in comppliance covering life insurance/ insurance brokerage business, candidates from insurance authority will also be considered 
  • Fluent in Chinese (Both Mandarin and Cantonese) and English

 

ABOUT COMPANY
Hong Kong
HR & Recruitment
Ashford Benjamin is a leading executive search firm, focusing on the legal, risk & compliance professions. The majority of our projects are retained, ...
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