Junior Compliance Officer Junior Compliance Officer …

Inheliance Asset Management Ltd
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
30K - 45K
Inheliance Asset Management Ltd
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
30K - 45K
Inheliance Asset Management Limited is an independent Asset Management Company serving high and ultra high-net-worth clients Working hand-in-hand with our group companies in China which specialize in law, tax and trust advisory, incl CRS & FATCA treaty, we assist our clients in achieving their asset management goals and as well as wealth protection and succession. We are determined to putting our clients in the center and focusing on long-term relationship. Please visit our website at www.inhetrust.com for more information.

The Compliance Officer is to make sure that the Company's regulated activities are in full compliance with relevant laws and regulations and closely work with external compliance firm to achieve these goals.  He/she shall put in place all necessary guidelines, processes and training as well as monitor the implementation etc and act as main contact for RO's, company management and regulators.

Requirements:

-  At least 3 years of experience in compliance area at Private Banking/Wealth Management/Family Office/Asset Management companies/Brokreage/Regulators etc in Hong Kong

-  Solid knowledge about compliance/regulations in HK for type 1, 4 or 9 activities.  Other activities are a plus but not mandatory

-  Detail oriented and sense of duty

-  Team player and enthusiastic

-  University degree

-  Fluency in written and spoken English, Cantonese and Mandarin

We are a fast growing company.  Staff with strong commitment and performance can expect good career development opportunities.

 

 

 

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