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Junior Trade Surveillance Analyst

UBS Hong Kong
Posted 3 days ago Permanent Competitive
Your role
About You
Do you like financial markets?
Are you good at handling and interpreting large data sets?
Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity?
Are you able to think independently and express your opinions and ideas confidently?
We are looking for a Market Conduct surveillance analyst with a solid track record in:
• Performing automated and manual market conduct surveillance activities across Investment Bank division.
• Analysing exceptions and instances of potentially suspicious activities flagged by our systems.
• Engaging with business stakeholders on Market Conduct related escalations and other matters.
• Driving continuous process improvements and contribute to strategic department projects and automation/optimization initiatives.

Your team
About Us
Our Team's purpose is to ensure UBS continues to meet regulatory obligations when it comes to identifying and reporting to the relevant authorities, instances of market abuse and other forms of misconduct that adversely impacts financial markets.
As a member of Market Conduct Team in Singapore or Hong Kong, you will have an opportunity to:
• Learn about UBS and its clients' trading strategies and profiles;
• Understand the regulatory framework of the exchanges you will 'own';
• Investigate events flagged by our surveillance systems;
• Get to the bottom of trading activity that you deem potentially suspicious;
• Prepare investigative reports summarizing key findings;
• Contribute to the team discussions, investigations and knowledge sharing; and
• Work in a truly international Team with a regional mandate.

Diversity helps us grow, together. That's why we are committed to fostering and advancing diversity, equity and inclusion. It strengthens our business and brings value to our clients.

Your expertise
Let's talk if...
You have:
• Ideally, 2-4 years of relevant work experience in Trade Surveillance/ Market Surveillance, Compliance or a Regulatory Authority domain (whether in-house or consulting).
• Ample knowledge of financial markets, products and trade lifecycle.
• Innate curiosity and ability to 'dig deep' in order to identify suspicious trade patterns, investigate and draw meaningful conclusion.
• Confidence to question 'status quo' behaviour and challenge when responses are not satisfactory.
You are:
• Able to articulate and express your thoughts and ideas in a clear, convincing, and insightful manner.
• Well versed in working with PowerPoint and/or other data analytics software (Alteryx, Microsoft Power BI, Tableau etc.). Programming knowledge is a strong plus.
• Proficient in other Asian languages in addition to English.

About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

How we hire
We may request you to complete one or more assessments during the application process. Learn more

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Job ID  297924BR
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